Download or read book Wiley FINRA Series 66 Exam Review 2017 written by Wiley and published by John Wiley & Sons. This book was released on 2017-03-14 with total page 326 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Passing the Uniform Combined State Law Examination (Series 66) qualifies an individual to represent both a broker-dealer and an investment adviser. It covers such topics as client investment strategies and ethical business practices. Taken as a corequisite with the Series 7 Exam, candidates must complete the Series 66 Exam in order to register as an agent with a state securities administrator." --