OTC Derivatives
Author | : Cecile O. Trop |
Publisher | : DIANE Publishing |
Total Pages | : 232 |
Release | : 1998-12 |
ISBN-10 | : 0788173294 |
ISBN-13 | : 9780788173295 |
Rating | : 4/5 (295 Downloads) |
Download or read book OTC Derivatives written by Cecile O. Trop and published by DIANE Publishing. This book was released on 1998-12 with total page 232 pages. Available in PDF, EPUB and Kindle. Book excerpt: Reviews the sales practices for over-the-counter (OTC) derivatives, mortgage-backed securities (MBS), and structured notes. Analyzes fed. sales practice requirements applicable to these products and the dealers marketing them. Reports on the extent of end-user satisfaction with sales practices, product use and related disputes and the costs of these disputes. Includes the views of end-users and dealers on the nature of their relationship and responsibilities and the actions dealers and end-users have taken to reduce the potential for sales practice disputes, and the actions regulators have taken to address sales practice issues.